Filed December 3, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $25,487 |
Service code 49 · EIN 04-1590850 | Other Services | $13,483 |
AMERICAN CENTURY2 years Service code 52 · EIN 44-6006315 | Indirect Investment Fees | $0 |
BLACKROCK2 years Service code 52 · EIN 51-0318674 | Indirect Investment Fees | $0 |
DELAWARE INVESTMENTS2 years Service code 52 · EIN 23-2651520 | Indirect Investment Fees | $0 |
JANUS HENDERSON2 years Service code 52 · EIN 84-0592523 | Indirect Investment Fees | $0 |
LEGG MASON2 years Service code 52 · EIN 95-2705767 | Indirect Investment Fees | $0 |
MFS INVESTMENT MANAGEMENT2 years Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
PIMCO FUNDS2 years Service code 52 · EIN 95-2632339 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,027 | $65,223+62.6% | $80,022+32.5% | $55,725+90.3% |
| Participation rate | 95.3% | 80.6%+14.7pp | 75.8%+19.5pp | 70.9%+24.4pp |
| Annual return | -1.47% | 7.59%-9.1pp | 11.22%-12.7pp | 244.93%-246.4pp |
| Employer contribution / active EE | $2,695 | $2,544+5.9% | $2,468+9.2% | $2,078+29.7% |
| Participant deferral / active EE | $4,774 | $3,881+23.0% | $3,686+29.5% | $3,356+42.3% |
| Admin fee / account holder | $67 | $114-41.3% | $6,521-99.0% | $115-41.8% |