Filed December 3, 2020 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $29,148 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 · EIN 13-2638166 | Advisory (Plan) | $7,056 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $6,764 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,315 | $81,321-73.8% | $68,509-68.9% | $59,188-64.0% |
| Participation rate | 91.7% | 83.8%+7.8pp | 74.7%+16.9pp | 69.4%+22.3pp |
| Annual return | 2.88% | 4.65%-1.8pp | 8.27%-5.4pp | 5.51%-2.6pp |
| Employer contribution / active EE | $915 | $3,297-72.2% | $2,278-59.8% | $2,098-56.4% |
| Participant deferral / active EE | $1,551 | $4,592-66.2% | $3,382-54.2% | $3,265-52.5% |
| Admin fee / account holder | $40 | $62-35.8% | $5,275-99.2% | $92-57.0% |