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| Provider | Service type | Compensation |
|---|---|---|
Filed as: AMERIPRISE FINANCIAL SERVICES, INC. Service code 22 · EIN 41-0973005 | Insurance Broker | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,144 | $63,861-57.5% | $104,639-74.1% | $79,856-66.0% |
| Participation rate | 78.3% | 64.9%+13.3pp | 74.1%+4.2pp | 69.6%+8.6pp |
| Annual return | 10.56% | 21.30%-10.7pp | 340.67%-330.1pp | 31.71%-21.1pp |
| Employer contribution / active EE | $4 | $1,588-99.7% | $2,682-99.8% | $2,471-99.8% |
| Participant deferral / active EE | $4,468 | $2,693+65.9% | $3,738+19.5% | $3,741+19.5% |
| Admin fee / account holder | $1 | $4,185-100.0% | $6,465-100.0% | $5,306-100.0% |