Filed January 27, 2015 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Service code 55 HARBORSIDE FINANCIAL CTR PLAZA 2 · JERSEY CITY, NJ 07311 | Other Commissions | $73,704 |
Service code 37 · EIN 04-2647786 | Loan Processing | $7,650 |
JANNEY MONTGOMERY SCOTT LLC1+ years Service code 55 · EIN 23-0731260 | Other Commissions | $6,566 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,885 | $68,413-28.5% | $123,104-60.3% | $55,191-11.4% |
| Participation rate | 76.3% | 84.5%-8.2pp | 86.8%-10.5pp | 69.2%+7.1pp |
| Annual return | 2.93% | 6.30%-3.4pp | 13.22%-10.3pp | 10.78%-7.9pp |
| Employer contribution / active EE | $920 | $3,050-69.8% | $5,151-82.1% | $1,899-51.5% |
| Participant deferral / active EE | $3,077 | $4,490-31.5% | $6,230-50.6% | $3,046+1.0% |
| Admin fee / account holder | $11 | $88-87.4% | $9,015-99.9% | $91-87.8% |