Filed May 20, 2024 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: HAMILTON CAVANAUGH INVESTMENT BROKE Service code 16 | Consulting | $130,204 |
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $6,742 |
HAMILTON LANE ADVISORS, LLC3+ years Filed as: HAMILTON CAVANAUGH INVESTMENT Service code 16 661 NORTH BROADWAY · N WHITE PLAINS, NY 10603 | Consulting | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $128,331 | $46,100+178.4% | $86,582+48.2% | $69,631+84.3% |
| Participation rate | 100.0% | 67.2%+32.8pp | 73.5%+26.5pp | 70.7%+29.3pp |
| Annual return | 14.78% | 21.02%-6.2pp | 965.08%-950.3pp | 27571.02%-27556.2pp |
| Employer contribution / active EE | $11,746 | $1,850+535.0% | $2,839+313.7% | $2,032+478.0% |
| Participant deferral / active EE | $5,449 | $2,432+124.1% | $3,609+51.0% | $3,224+69.0% |
| Admin fee / account holder | $7 | $94-92.7% | $4,904-99.9% | $110-93.8% |