Filed May 20, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
HAMILTON LANE ADVISORS, LLC1+ years Filed as: HAMILTON CAVANAUGH INVESTMENT Service code 16 661 NORTH BROADWAY · N WHITE PLAINS, NY 10603 | Consulting | $110,737 |
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Sales... | $4,212 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $100 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,849 | $38,925+177.1% | $73,836+46.1% | $55,191+95.4% |
| Participation rate | 100.0% | 66.0%+34.0pp | 73.4%+26.6pp | 69.2%+30.8pp |
| Annual return | 0.25% | 6.31%-6.1pp | 2268.06%-2267.8pp | 10.78%-10.5pp |
| Employer contribution / active EE | $11,092 | $1,695+554.5% | $2,787+297.9% | $1,899+484.2% |
| Participant deferral / active EE | $5,796 | $2,351+146.5% | $3,583+61.8% | $3,046+90.3% |
| Admin fee / account holder | $5 | $83-93.7% | $4,882-99.9% | $91-94.2% |