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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Share... | $55,883 |
LBMC, PC1 year Service code 10 · EIN 62-1199757 | Accounting | $13,700 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,666 | $43,411+35.1% | $94,993-38.2% | $69,634-15.8% |
| Participation rate | 92.8% | 64.4%+28.3pp | 73.9%+18.9pp | 70.7%+22.1pp |
| Annual return | 21.73% | 22.54%-0.8pp | 27.14%-5.4pp | 27572.26%-27550.5pp |
| Employer contribution / active EE | $2,309 | $1,202+92.1% | $2,603-11.3% | $2,032+13.6% |
| Participant deferral / active EE | $4,174 | $2,384+75.1% | $3,317+25.8% | $3,224+29.5% |
| Admin fee / account holder | $151 | $87+72.4% | $4,960-97.0% | $110+36.3% |