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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Participant loan ... | $45,670 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,840 | $57,103-7.5% | $87,502-39.6% | $57,661-8.4% |
| Participation rate | 86.9% | 64.3%+22.5pp | 73.8%+13.0pp | 70.2%+16.6pp |
| Annual return | 12.58% | 12.71%-0.1pp | 12.21%+0.4pp | 5.13%+7.4pp |
| Employer contribution / active EE | $2,588 | $1,107+133.7% | $2,550+1.5% | $1,974+31.1% |
| Participant deferral / active EE | $4,207 | $2,250+87.0% | $3,149+33.6% | $3,061+37.4% |
| Admin fee / account holder | $122 | $281-56.7% | $4,221-97.1% | $95+28.7% |