Filed March 28, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $637,432 |
Filed as: PRUDENTIAL INVESTMENT MANAGEMENT SE Service code 63 · EIN 13-4122960 | 12b-1 Fees | $42,177 |
NATIONAL FINANCIAL SERVICES2+ years Filed as: NATIONAL FINANCIAL SERVICES, LLC Service code 15 · EIN 04-3523567 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $214,498 | $129,756+65.3% | $170,055+26.1% | $103,657+106.9% |
| Participation rate | 91.1% | 91.3%-0.2pp | 87.0%+4.0pp | 73.4%+17.7pp |
| Annual return | 2.97% | 20.17%-17.2pp | 53.43%-50.5pp | 33.13%-30.2pp |
| Employer contribution / active EE | $6,396 | $5,236+22.2% | $6,790-5.8% | $3,216+98.9% |
| Participant deferral / active EE | $15,128 | $8,283+82.6% | $10,410+45.3% | $5,218+189.9% |
| Admin fee / account holder | $54 | $73-25.6% | $12,828-99.6% | $114-52.5% |