Retirement plan

THE SOJITZ GROUP 401K PLAN

Name: SOJITZ CORPORATION OF AMERICA - THE SOJITZ GROUP 401K PLAN (2015) Form 5500
Creator: SOJITZ CORPORATION OF AMERICA
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, THE SOJITZ GROUP 401K PLAN, SOJITZ CORPORATION OF AMERICA

SOJITZ CORPORATION OF AMERICAEIN 13-5610360Plan #002PY 2015

1120 AVENUE OF THE AMERICAS, 7TH FLOOR - NEW YORK, NY 10036212-704-6927sojitzamericas.comLinkedIn501-1000 employeesinternational trade and development

Other plans on this EIN

2 filings

#001Retirement-$20.8M assets #003Retirement-$14.5M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$27.6M

No prior year

Total participants

272

No prior year

Average account balance

$112,497

No prior year

Annual return

1.84%

No prior year

Benchmarks

See 2,111 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants100-249

Cohort2,111 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$96.22M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$229K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

421

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

78.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$4.84M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.98%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$258

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 99 · EIN 13-2638166	Other Fees	$36,580
VOYA RETIREMENT INSURANCE & ANNUITY1+ years Service code 26 · EIN 71-0294708	Advisory (Participants)	$17,950
MORNINGSTAR1+ years Service code 26 · EIN 36-3297908	Advisory (Participants)	$16,124

Plan features & details

Pension benefit codes2E2F2G2J2K3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$7K

$43 / participant

Other / not subdivided$7K100.0%

% of EOY assets

0.025%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: KERA & COMPANY, LLC
Auditor EIN: 134069679
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$112,497

$57,108+97.0%

$94,229+19.4%

$52,331+115.0%

Participation rate

83.0%

72.9%+10.1pp

78.8%+4.2pp

68.1%+14.9pp

Annual return

1.84%

1.47%+0.4pp

10.68%-8.8pp

4.54%-2.7pp

Employer contribution / active EE

$3,083

$1,735+77.6%

$3,587-14.1%

$1,882+63.8%

Participant deferral / active EE

$7,023

$3,040+131.1%

$4,320+62.6%

$3,022+132.4%

Admin fee / account holder

$28

$546-94.9%

$6,269-99.6%

$592-95.3%

Provider

Service type

Compensation

UBS FINANCIAL SERVICES INC1+ years

Filed as: UBS FINANCIAL SERVICES INC.

Service code 99 · EIN 13-2638166

Other Fees

$36,580

VOYA RETIREMENT INSURANCE & ANNUITY1+ years

Service code 26 · EIN 71-0294708

Advisory (Participants)

$17,950

MORNINGSTAR1+ years

Service code 26 · EIN 36-3297908

Advisory (Participants)

$16,124

THE SOJITZ GROUP 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

THE SOJITZ GROUP 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion