Filed June 1, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC10+ years Service code 55 2301 ROSECRANS AVE., #5100 · EL SEGUNDO, CA 902455670 | Other Commissions | $45,880 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,568 |
Filed as: EMPOWER LIFE & ANNUITY INSURANCE CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $6,523 |
Service code 99 1801 CALIFORNIA ST · DENVER, CO 80202 | Other Fees | $3,285 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,046 | $91,762-30.2% | $67,502-5.1% | $77,643-17.5% |
| Participation rate | 26.7% | 75.9%-49.2pp | 72.9%-46.2pp | 70.6%-43.9pp |
| Annual return | 11.81% | 14.87%-3.1pp | 3512.12%-3500.3pp | 31.24%-19.4pp |
| Employer contribution / active EE | $685 | $3,181-78.5% | $2,731-74.9% | $2,726-74.9% |
| Participant deferral / active EE | $1,869 | $3,903-52.1% | $4,000-53.3% | $4,647-59.8% |
| Admin fee / account holder | $88 | $176-50.0% | $3,998-97.8% | $430-79.6% |