Filed January 14, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH,PIERCE,FENNER & SMITH Service code 15 · EIN 13-5674085 | Recordkeeping | $97,697 |
Filed as: WILLIE FARR & GALLAGHER Service code 29 · EIN 13-5536844 | Legal | $13,707 |
Filed as: ROCATON INV ADV Service code 16 · EIN 04-3638035 | Consulting | $7,454 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $137,589 | $95,438+44.2% | $135,998+1.2% | $74,478+84.7% |
| Participation rate | 81.6% | 78.2%+3.4pp | 81.9%-0.3pp | 70.7%+10.9pp |
| Annual return | 0.15% | 32.61%-32.5pp | 68.37%-68.2pp | 34.37%-34.2pp |
| Employer contribution / active EE | $0 | $3,878-100.0% | $4,860-100.0% | $2,637-100.0% |
| Participant deferral / active EE | $0 | $7,790-100.0% | $7,761-100.0% | $4,530-100.0% |
| Admin fee / account holder | $59 | $259-77.2% | $10,769-99.5% | $347-83.0% |