Filed March 24, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 6-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $132,894 |
Service code 28 · EIN 20-8874282 | Investment Management | $75,000 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.,INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $208 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,203 | $67,598-16.9% | $75,886-25.9% | $77,787-27.7% |
| Participation rate | 98.8% | 69.6%+29.2pp | 69.3%+29.5pp | 73.2%+25.5pp |
| Annual return | 19.25% | 23.18%-3.9pp | 30.76%-11.5pp | 32.57%-13.3pp |
| Employer contribution / active EE | $1,902 | $2,430-21.7% | $2,500-23.9% | $2,504-24.1% |
| Participant deferral / active EE | $6,055 | $3,502+72.9% | $3,603+68.1% | $3,967+52.6% |
| Admin fee / account holder | $116 | $96+20.3% | $5,418-97.9% | $100+15.8% |