Filed July 27, 2011 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | MASTER TRUST BETWEEN PFIZER AND NT | PLAN TRUST/TRUSTEE PYMNT OF INELIGIBLE EXPENSES FROM PLAN ASSETS IN 2022 BY THE MT; REPAID IN 2023 WITH INTEREST OF 9,848. | — | $0 |
| Part 3 Non-exempt transaction | MASTER TRUST BETWEEN PFIZER AND NT | PLAN TRUST/TRUSTEE PYMNT OF INELIGIBLE EXPENSES FROM PLAN ASSETS IN 2023 BY THE MT; REPAID IN 2023 WITH INTEREST OF 3,615. | — | $0 |
| Part 3 Non-exempt transaction | MASTER TRUST BETWEEN PFIZER AND NT | PLAN TRUST/TRUSTEE PYMNT OF INELIGIBLE EXPENSES FROM PLAN ASSETS IN 2023 BY THE MT; WILL BE REPAID IN 2024 WITH INTEREST. | — | $0 |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $80,293-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 5.6%-5.6pp | 0.0%0pp |
| Annual return | 10.49% | 33.11%-22.6pp | 15.31%-4.8pp | 33.11%-22.6pp |
| Employer contribution / active EE | $0 | $9,000-100.0% | $28,686-100.0% | $9,000-100.0% |
| Participant deferral / active EE | $0 | $680-100.0% | $126-100.0% | $680-100.0% |
| Admin fee / account holder | $0 | $0 | $456-100.0% | - |