Filed July 27, 2011 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | MASTER TRUST BETWEEN PFIZER AND NT | PLAN TRUST/TRUSTEE PYMNT OF INELIGIBLE EXPENSES FROM PLAN ASSEST IN 2022 BY THE MT; REPAID IN 2024 WITH INTEREST OF 15,609. | — | $0 |
| Part 3 Non-exempt transaction | MASTER TRUST BETWEEN PFIZER AND NT | PLAN TRUST/TRUSTEE PYMNT OF INELIGIBLE EXPENSES FROM PLAN ASSETS IN 2023 BY THE MT; REPAID IN 2024 WITH INTEREST OF 52,294. | — | $0 |
| Part 3 Non-exempt transaction | MASTER TRUST BETWEEN PFIZER AND NT | PLAN TRUST/TRUSTEE PYMNT OF INELIGIBLE EXPENSES FROM PLAN ASSETS IN 2024 BY THE MT; REPAID IN 2024 WITH INTEREST OF 43,135. | — | $0 |
| Part 3 Non-exempt transaction | MASTER TRUST BETWEEN PFIZER AND NT | PLAN TRUST/TRUSTEE PYMNT OF INELIGIBLE EXPENSES FROM PLAN ASSETS IN 2024 BY THE MT; REPAID IN 2025 WITH INTEREST. | — | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Plan reported a final filing / termination within the last year.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $93,040-100.0% | $148,078-100.0% | $330,599-100.0% |
| Participation rate | 0.0% | 13.3%-13.3pp | 5.4%-5.4pp | 43.7%-43.7pp |
| Annual return | -90.81% | 3.77%-94.6pp | 6.70%-97.5pp | 13.05%-103.9pp |
| Employer contribution / active EE | $0 | $35,747-100.0% | $25,217-100.0% | $37,664-100.0% |
| Participant deferral / active EE | $0 | $9-100.0% | $47-100.0% | $48-100.0% |
| Admin fee / account holder | $0 | $275-100.0% | $7,182-100.0% | $31,365-100.0% |