Filed November 9, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
JPMORGAN INVEST HOLDINGS LLC1+ years Filed as: JPMORGAN CHASE BANK, N.A. Service code 24 · EIN 13-4994650 | Discretionary Trustee | $5,230,325 |
Filed as: QUANTITATIVE MGMT ASSOCIATES LLC Service code 28 · EIN 33-1077887 | Investment Management | $3,578,883 |
JPMORGAN INVEST HOLDINGS LLC1+ years Filed as: JPMORGAN INVESTMENT MANAGEMENT INC Service code 27 · EIN 13-3200244 | Advisory (Plan) | $2,875,219 |
Filed as: PRUDENTIAL INSURANCE CO. Service code 28 · EIN 22-1211670 | Investment Management | $2,861,260 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY AIP GP LP Service code 28 · EIN 23-3060887 | Investment Management | $2,812,500 |
SANDS CAPITAL MANAGEMENT, LLC1+ years Service code 28 1000 WILSON BOULEVARD · ARLINGTON, VA 22209 | Investment Management | $2,040,316 |
Filed as: PRUDENTIAL INVESTMENT MGMT, INC. Service code 28 · EIN 22-2540245 | Investment Management | $2,015,554 |
BLACKROCK1+ years Filed as: BLACKROCK INST'L TRUST CO., N.A. Service code 21 · EIN 94-3112180 | Bank Trustee | $1,724,077 |
OAKBROOK INVESTMENTS, LLC1+ years Service code 28 · EIN 36-4211742 | Investment Management | $1,676,741 |
PYRFORD INTERNATIONAL LTD1+ years Filed as: PYRFORD INTERNATIONAL PLC Service code 28 · EIN 04-3369476 | Investment Management | $1,387,432 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | PYRFORD INTERNATIONAL | INVESTMENT MANAGER GENERAL DYNAMICS, COMMON 9500 SHARES @ 103.5953 | — | $982K |
| Part 3 Non-exempt transaction | PYRFORD INTERNATIONAL | INVESTMENT MANAGER ASM PACIFIC TECH., HKD0.10 101100 SHARES @ 9.0957 | — | $917K |
| Part 3 Non-exempt transaction | PYRFORD INTERNATIONAL | INVESTMENT MANAGER ROYAL DUTCH SHELL, A'SHS EUR0.07 6648 SHARES @ 41.1419 | — | $274K |
| Part 3 Non-exempt transaction | PYRFORD INTERNATIONAL | INVESTMENT MANAGER BEZEQ, ILS1 46466 SHARES @ 1.8035 | — | $84K |
| Part 3 Non-exempt transaction | PYRFORD INTERNATIONAL | INVESTMENT MANAGER TEVA PHARMA IND, ILS0.1 10190 SHARES @ 53.4846 | — | $544K |
| Part 3 Non-exempt transaction | PYRFORD INTERNATIONAL | INVESTMENT MANAGER SINGAPORE TECH ENG, SGD0.10 97000 SHARES @ 3.0238 | — | $293K |
| Part 3 Non-exempt transaction | PYRFORD INTERNATIONAL | INVESTMENT MANAGER COACH INC, COMMON 32166 SHARES @ 36.0129 | — | $1.2M |
| Part 3 Non-exempt transaction | PYRFORD INTERNATIONAL | INVESTMENT MANAGER EXXON MOBIL CORP, COMMON 8982 SHARES @ 98.8092 | — | $888K |
| Part 3 Non-exempt transaction | PYRFORD INTERNATIONAL | INVESTMENT MANAGER MICROSOFT CORP, COMMON 21688 SHARES @ 44.655 | — | $968K |
| Part 3 Non-exempt transaction | PYRFORD INTERNATIONAL | INVESTMENT MANAGER IMPERIAL OIL LTD, COMMON 45134 SHARES @ 42.4542 | — | $1.9M |
| Part 3 Non-exempt transaction | PYRFORD INTERNATIONAL | INVESTMENT MANAGER METRO INC, COMMON 6771 SHARES @ 76.3766 | — | $517K |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $47,522-100.0% | $10,105-100.0% | $47,522-100.0% |
| Participation rate | 0.0% | 9.2%-9.2pp | 11.1%-11.1pp | 9.2%-9.2pp |
| Annual return | -0.55% | -0.08%-0.5pp | 16.23%-16.8pp | -0.08%-0.5pp |
| Employer contribution / active EE | $33,914 | $7,991+324.4% | $17,605+92.6% | $7,991+324.4% |
| Participant deferral / active EE | $0 | $325-100.0% | $237-100.0% | $325-100.0% |
| Admin fee / account holder | $0 | $275-100.0% | $11-100.0% | $275-100.0% |