| Provider | Service type | Compensation |
|---|---|---|
WELLINGTON TRUST COMPANY6+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 28 · EIN 30-0835489 | Investment Management | $4,587,667 |
BLACKROCK6+ years Filed as: BLACKROCK INST TRUST CO., N.A. Service code 21 · EIN 94-3112180 | Bank Trustee | $2,769,986 |
COLUMBIA6+ years Filed as: COLUMBIA MNGMNT INV ADVISERS, LLC Service code 28 · EIN 41-1533211 | Investment Management | $2,505,982 |
PGIM INVESTMENTS6+ years Filed as: JENNISON ASSOCIATES, LLC Service code 28 · EIN 22-2540245 | Investment Management | $1,857,711 |
T ROWE PRICE RPS INC6+ years Filed as: T. ROWE PRICE ASSOCIATES, INC. Service code 28 · EIN 52-0556948 | Investment Management | $1,387,741 |
PIMCO FUNDS6+ years Filed as: PIMCO Service code 28 · EIN 33-0629048 | Investment Management | $1,369,507 |
Filed as: CAUSEWAY CAPITAL MGMT Service code 28 · EIN 95-4861680 | Investment Management | $969,221 |
JPMORGAN INVEST HOLDINGS LLC6+ years Filed as: JPMORGAN CHASE BANK, N.A. Service code 14 · EIN 13-4994650 | Plan Administrator | $392,617 |
FIDUCIARY COUNSELORS INC.5 years Service code 16 700 12TH STREET NW, SUITE 700 · WASHINGTON, DC 20005 | Consulting | $125,000 |
Filed as: QDRO CONSULTANTS CO, LLC Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $54,150 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | MOTORS LIQUIDATION CO | — | 300 RENAISSANCE CENTER DETROIT, MI 48265 | — |
| Part 1 Loan in default | LYONDELL CHEMICAL COMPANY | — | 1221 MCKINNEY ST. SUITE 300 HOUSTON, TX 77010 | — |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $140,917 | $139,268+1.2% | $177,839-20.8% | $106,273+32.6% |
| Participation rate | 98.0% | 91.6%+6.5pp | 87.7%+10.3pp | 70.8%+27.2pp |
| Annual return | 10.10% | 17.20%-7.1pp | 48.33%-38.2pp | 21.70%-11.6pp |
| Employer contribution / active EE | $5,960 | $4,832+23.3% | $5,919+0.7% | $2,722+118.9% |
| Participant deferral / active EE | $7,304 | $7,227+1.1% | $7,714-5.3% | $4,601+58.7% |
| Admin fee / account holder | $60 | $97-37.9% | $12,432-99.5% | $78-23.2% |