PGIM INVESTMENTS
61 known aliases resolved via the canonical alias map
Market position · 2024
Plans served106-3 YoYRank #197 of mapped providers
Assets under administration$392.4B0.4%Market share · rank #35
Fees received$62MMedian $204,170/planSum across Schedule C direct + indirect
Net wins YoY-616 won · 22 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical PGIM INVESTMENTS plan look like?
Service mix · median fees per plan
Count of plans where PGIM INVESTMENTS ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management; Investment management fees paid indirectly by plan; Investment management fees paid directly by planCode 28 | 86 | $212,604 | |
Soft dollars commissions; Investment management fees paid directly by planCode 51 | 8 | $518,062 | |
Investment advisory (plan); Soft dollars commissions; Investment management fees paid directly by planCode 27 | 5 | $19,141 | |
Investment management; Custodial (securities); Investment management fees paid directly by planCode 19 | 2 | $466,574 | |
Contract AdministratorCode 13 | 1 | $12,372 | |
Investment management fees paid directly by plan; Investment management; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 1 | $412,297 | |
Direct payment from the plan; Investment management fees paid directly by planCode 50 | 1 | $356,219 | |
Investment management fees paid indirectly by planCode 52 | 1 | $0 |
Competitor overlap
Percent of PGIM INVESTMENTS's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under PGIM INVESTMENTS.
| Sponsor | From | Assets |
|---|---|---|
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEESWA · 916145047-001 | APAX X USD GP LP | $56.4B |
WELLS FARGO & COMPANYMN · 410449260-001 | PRUDENTIAL RETIREMENT INSURANCE AND | $8.3B |
CITIZENS FINANCIAL GROUP, INC.RI · 050412693-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $1.2B |
RALEY'SCA · 941316611-010 | PRINCIPAL LIFE INSURANCE COMPANY | $321M |
KANSAS CONSTRUCTION TRADES OPEN END PENSION TRUST FUNDKS · 486171387-001 | BRIER PAYNE MEADE INSURANCE | $203M |
QBE HOLDINGS, INC.WI · 521147383-001 | PRUDENTIAL RETIREMENT INSURANCE AND | $138M |
DN TANKS, LLCMA · 844597957-001 | THE ANGELL PENSION GROUP, INC. | $118M |
RALEY'SCA · 941316611-011 | PRINCIPAL LIFE INSURANCE COMPANY | $103M |
SILGAN PLASTICS, LLCMO · 383793128-002 | WILLIS TOWERS WATSON US LLC | $73M |
DINE' DEVELOPMENT CORPORATIONAZ · 770651649-001 | JOHN HANCOCK LIFE INSURANCE COMPANY | $42M |
Plans lost in 2024
Appeared last year under PGIM INVESTMENTS; not this year.
| Sponsor | To | Assets |
|---|---|---|
PFIZER INCNY · 135315170-002 | AB FUNDS | $19.6B |
3M COMPANYMN · 410417775-333 | AON CONSULTING | $12.0B |
AETNA INC.CT · 232229683-003 | NISA INVESTMENT ADVISORS, LLC | $5.4B |
BLACKROCK, INC.NY · 991116001-001 | MERRILL LYNCH PIERCE FENNER & SMITH | $4.1B |
WESTROCK COMPANYGA · 473335141-027 | MORGAN STANLEY SMITH BARNEY | $4.0B |
COMERICA INCORPORATEDTX · 381998421-001 | AON CONSULTING | $2.7B |
BECTON DICKINSON AND COMPANYNJ · 220760120-004 | ALIGHT SOLUTIONS LLC | $1.5B |
COTTAGE HEALTHCA · 770431902-001 | UNICORN PARTNERS FUND IV, LP | $835M |
PBG PUERTO RICO LLCPR · 660914590-002 | FID INV INST OPS CO | $385M |
OPERATING ENGINEERS LOCAL 428 ANNUITY TRUST FUNDAZ · 866025732-002 | PNC BANK, N.A. | $291M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEESWA · 916145047-001 | $56.4B | 639,222 | $13M | 1y | - |
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONNJ · 134994650-002 | $52.9B | 300,272 | $2M | 10y | 2 |
TRUSTEES OF CENTRAL STATES, SE AND SW AREAS PENSION FUNDIL · 366044243-001 | $48.2B | 332,020 | $628,178 | 5y | - |
TRUSTEES OF THE NATIONAL ELECTRICAL ANNUITY PLANMD · 526132372-001 | $18.1B | 182,716 | $1M | 5y | - |
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONNJ · 134994650-001 | $16.1B | 202,919 | $2M | 6y | - |
SOUTHERN COMPANY SERVICES, INC.GA · 630274273-001 | $15.3B | 58,166 | $1M | 10y | - |
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUNDDC · 516031295-002 | $15.0B | 311,750 | $528,374 | 7y | - |
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-333 | $11.5B | 75,823 | $2M | 10y | - |
TRUSTEES OF ILWU-PMA PENSION PLANCA · 946068576-001 | $10.8B | 25,317 | $1M | 7y | - |
SHELL USA, INC.TX · 131299890-001 | $9.7B | 31,775 | $2M | 4y | - |
Flag exposure
93.4%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (61)
Raw Schedule C names collapsed into PGIM INVESTMENTS.
- 26 PGIM INVESTMENTS
- FIXED ACCOUNT
- FIXED INCOME FINANCE PGIM INC
- FIXED INCOME FINANCE PGIM, INC
- JENNISON
- JENNISON & ASSOCIATES
- JENNISON ASSOC CAPITAL CORP
- JENNISON ASSOCIATE LLC
- JENNISON ASSOCIATES
- JENNISON ASSOCIATES - MCG
- JENNISON ASSOCIATES - MSG
- JENNISON ASSOCIATES CAPITAL CORP
- JENNISON ASSOCIATES LLC
- JENNISON ASSOCIATES LLC.
- JENNISON ASSOCIATES, INC.
- JENNISON ASSOCIATES, LLC
- JENNISON ASSOCIATES- MCG
- JENNISON GLOBAL OPPORTUNITY FUND
- JENNISON INTL EQUITY CIT FUND
- JENNISON U.S. SMALL CAP EQUITY
- PGIM
- PGIM CAPITAL PARTNERS VI, L.P.
- PGIM CORE PLUS BOND FUND
- PGIM FIXED INCOME
- PGIM FIXED INCOME FINANCE
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for PGIM INVESTMENTS's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 0.94% | 7.76% | -6.82 pp |
| Fidelity bond gap | 1 | 0.94% | 26.94% | -26.00 pp |
| Late contributions | 5 | 4.72% | 1.71% | +3.00 pp |
| Failed to provide benefit | 1 | 0.94% | 0.14% | +0.80 pp |
| Corrective distributions | 8 | 7.55% | 1.76% | +5.79 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with PGIM INVESTMENTS. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).