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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $485,892 |
Service code 28 · EIN 26-0058143 | Investment Management | $79,581 |
BDG-CPAS1 year Filed as: BDG CPAS Service code 10 · EIN 22-2625944 | Accounting | $33,760 |
Service code 64 · EIN 52-1743654 | Recordkeeping Fees | $19,300 |
Filed as: THE CAPFINANCIAL GROUP LLC Service code 28 · EIN 47-4009638 | Investment Management | $15,914 |
Filed as: FIDELITY INVESTMENTS INST Service code 64 · EIN 04-3532603 | Recordkeeping Fees | $7,375 |
VEDDER PRICE3 years Filed as: VEDDER PRICE PC Service code 29 · EIN 36-3254526 | Legal | $5,461 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $580 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,032 | $95,048-41.0% | $141,200-60.3% | $82,204-31.8% |
| Participation rate | 86.4% | 73.7%+12.7pp | 82.5%+3.9pp | 73.4%+13.0pp |
| Annual return | 33.89% | 26.89%+7.0pp | 71.41%-37.5pp | 26.31%+7.6pp |
| Employer contribution / active EE | $1,873 | $2,921-35.9% | $4,736-60.4% | $2,707-30.8% |
| Participant deferral / active EE | $7,011 | $5,907+18.7% | $6,710+4.5% | $4,246+65.1% |
| Admin fee / account holder | $35 | $78-55.1% | $10,265-99.7% | $76-53.9% |