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| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 47-1136790 | Advisory (Participants) | $8,749 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Float revenue; Other investment fees ... | $4,580 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $305,314 | $79,523+283.9% | $140,019+118.1% | $56,289+442.4% |
| Participation rate | 91.0% | 85.7%+5.3pp | 87.5%+3.5pp | 69.9%+21.1pp |
| Annual return | -1.09% | 2.39%-3.5pp | 651.17%-652.3pp | -9.96%+8.9pp |
| Employer contribution / active EE | $21,667 | $3,350+546.8% | $5,605+286.6% | $2,111+926.3% |
| Participant deferral / active EE | $13,087 | $5,129+155.2% | $6,927+88.9% | $3,350+290.7% |
| Admin fee / account holder | $29 | $614-95.2% | $10,705-99.7% | $521-94.4% |