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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $96,218 |
THE VANGUARD GROUP, INC.1+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $100 |
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,689 | $88,324-14.3% | $115,038-34.2% | $55,191+37.1% |
| Participation rate | 98.6% | 72.5%+26.1pp | 81.4%+17.2pp | 69.2%+29.4pp |
| Annual return | -1.25% | 6.30%-7.5pp | 26.14%-27.4pp | 10.78%-12.0pp |
| Employer contribution / active EE | $5,074 | $2,805+80.9% | $4,608+10.1% | $1,899+167.2% |
| Participant deferral / active EE | $6,155 | $5,042+22.1% | $6,026+2.1% | $3,046+102.0% |
| Admin fee / account holder | $209 | $105+98.7% | $8,175-97.4% | $91+130.7% |