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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Float... | $10,894 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $9,870 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 28 · EIN 13-2638166 | Investment Management | $4,865 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 27 | Advisory (Plan) | $2,256 |
Filed as: MASS MUTUAL LIFE INSURANCE COMPANY Service code 60 | Sub-TA Fees | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO GALLIARD Service code 52 · EIN 94-6751924 | Indirect Investment Fees | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,855 | $72,770-72.7% | $67,652-70.7% | $55,191-64.0% |
| Participation rate | 96.1% | 78.8%+17.3pp | 75.7%+20.4pp | 69.2%+26.9pp |
| Annual return | 1.11% | -3.26%+4.4pp | 6625.40%-6624.3pp | 10.78%-9.7pp |
| Employer contribution / active EE | $236 | $1,769-86.6% | $2,266-89.6% | $1,899-87.5% |
| Participant deferral / active EE | $1,801 | $3,408-47.1% | $3,560-49.4% | $3,046-40.9% |
| Admin fee / account holder | $80 | $79+1.6% | $4,821-98.3% | $91-11.8% |