Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $25,263 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 28 · EIN 20-8874282 | Investment Management | $11,250 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Float r... | $223 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $141,594 | $111,608+26.9% | $177,839-20.4% | $73,415+92.9% |
| Participation rate | 81.9% | 87.9%-6.0pp | 87.7%-5.8pp | 72.2%+9.7pp |
| Annual return | 24.65% | 18.23%+6.4pp | 48.33%-23.7pp | 59.30%-34.6pp |
| Employer contribution / active EE | $5,013 | $3,796+32.1% | $5,919-15.3% | $2,234+124.4% |
| Participant deferral / active EE | $11,456 | $6,199+84.8% | $7,714+48.5% | $3,806+201.0% |
| Admin fee / account holder | $35 | $166-78.8% | $12,432-99.7% | $158-77.8% |