Filed June 8, 2009 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 3-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $537,907 |
Filed as: ADVISED ASSET GROUP LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $279,307 |
COOK STREET CONSULTING1+ years Service code 27 · EIN 84-0854432 | Advisory (Plan) | $105,000 |
POYNER & SPRUILL LLP1+ years Filed as: POYNER SPRUILL LLP Service code 27 · EIN 56-1493995 | Advisory (Plan) | $67,265 |
CROWE LLP1+ years Filed as: CROWE HORWATH LLP Service code 10 · EIN 35-0921680 | Accounting | $56,025 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 26 · EIN 13-4110995 | Advisory (Participants) | $4,462 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,450 | $68,092+22.6% | $73,309+13.8% | $59,188+41.0% |
| Participation rate | 87.4% | 78.1%+9.3pp | 74.9%+12.5pp | 69.4%+18.0pp |
| Annual return | -0.14% | 5.93%-6.1pp | 5.67%-5.8pp | 5.51%-5.6pp |
| Employer contribution / active EE | $3,381 | $2,018+67.6% | $3,237+4.5% | $2,098+61.2% |
| Participant deferral / active EE | $5,997 | $5,041+19.0% | $4,991+20.2% | $3,265+83.7% |
| Admin fee / account holder | $238 | $630-62.3% | $5,635-95.8% | $92+157.6% |