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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $2,076 |
ADP BROKER-DEALER4 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 ONE FAWCETT PLACE 3RD FLOOR · GREENWICH, CT 06824 | Other Services | $0 |
TD AMERITRADE, INC.4 years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,445 | $50,199+52.3% | $69,890+9.4% | $66,949+14.2% |
| Participation rate | 90.3% | 66.3%+24.0pp | 70.5%+19.8pp | 69.8%+20.5pp |
| Annual return | -14.19% | -13.85%-0.3pp | 190.84%-205.0pp | 1.57%-15.8pp |
| Employer contribution / active EE | $0 | $1,864-100.0% | $2,560-100.0% | $2,545-100.0% |
| Participant deferral / active EE | $3,346 | $3,112+7.5% | $3,848-13.0% | $4,239-21.1% |
| Admin fee / account holder | $46 | $600-92.3% | $6,267-99.3% | $594-92.3% |