Filed July 6, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 PO BOX 600071 · RALEIGH, NC 276756071 | Advisory (Plan) | $33,750 |
TIAA2 years Filed as: TIAA-TEACHERS INSURANCE & ANNUITY Service code 15 · EIN 13-1624203 730 THIRD AVE · NEW YORK, NY 100173206 | Recordkeeping | $9,312 |
Filed as: MUTUAL OF AMERICA LIFE INSURANCE CO Service code 12 · EIN 13-1614399 | Participant loan processing; Recordke... | $643 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,740 | $65,322+69.5% | $70,449+57.2% | $73,488+50.7% |
| Participation rate | 90.4% | 77.0%+13.4pp | 75.1%+15.3pp | 70.7%+19.7pp |
| Annual return | 13.16% | 15.71%-2.6pp | 109.03%-95.9pp | 28.51%-15.4pp |
| Employer contribution / active EE | $2,034 | $2,460-17.3% | $2,737-25.7% | $2,270-10.4% |
| Participant deferral / active EE | $4,458 | $3,375+32.1% | $3,709+20.2% | $3,740+19.2% |
| Admin fee / account holder | $86 | $214-60.0% | $3,845-97.8% | $513-83.3% |