Filed August 3, 2006 (most recent of 7 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $80,224 |
Service code 37 · EIN 04-2647786 | Loan Processing | $6,239 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,420 | $69,305-9.9% | $82,312-24.2% | $69,634-10.4% |
| Participation rate | 76.6% | 80.3%-3.6pp | 76.9%-0.3pp | 70.7%+5.9pp |
| Annual return | 15.19% | 21.47%-6.3pp | 25.88%-10.7pp | 27572.26%-27557.1pp |
| Employer contribution / active EE | $7,737 | $1,887+310.1% | $2,428+218.6% | $2,032+280.7% |
| Participant deferral / active EE | $8,127 | $3,568+127.7% | $3,706+119.3% | $3,224+152.1% |
| Admin fee / account holder | $124 | $97+28.0% | $5,608-97.8% | $110+12.7% |