Filed August 3, 2006 (most recent of 7 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPS. CO. Service code 13 · EIN 04-2647786 | Contract Administrator | $642,361 |
STRATEGIC ADVISORS, INC.3+ years Service code 26 · EIN 04-2654524 | Advisory (Participants) | $279,775 |
EVERCORE TRUST COMPANY1 year Filed as: EVERCORE TRUST COMPANY, N.A. Service code 28 · EIN 26-4691954 | Investment Management | $144,763 |
KPMG LLP2 years Service code 10 · EIN 13-5565207 | Accounting | $100,000 |
AON CONSULTING2 years Filed as: AON CONSULTING, INC. Service code 17 · EIN 22-2232264 | Pension Consulting | $39,426 |
CROWE LLP2 years Filed as: CROWE HORWATH LLP Service code 10 · EIN 35-0921680 | Accounting | $17,500 |
DIGITAL DOCUMENTS, LLC3+ years Service code 50 · EIN 54-2042401 | Direct Payment | $7,246 |
WEALTH MANAGEMENT SYSTEMS INC3+ years Filed as: WEALTH MANAGEMENT SYSTEMS, INC. Service code 49 · EIN 22-3734996 | Other Services | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | EVERCORE TRUST COMPANY, N.A. | INDEPENDENT FIDUCIARY SEE ATTACHMENT | — | $0 |
| Part 3 Non-exempt transaction | AON CONSULTING, INC. | CONSULTANT SEE ATTACHMENT | — | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $205,411 | $136,209+50.8% | $82,312+149.6% | $80,976+153.7% |
| Participation rate | 96.7% | 88.0%+8.6pp | 76.9%+19.8pp | 68.3%+28.4pp |
| Annual return | 16.38% | 21.54%-5.2pp | 25.88%-9.5pp | 22.91%-6.5pp |
| Employer contribution / active EE | $3,798 | $3,633+4.6% | $2,428+56.4% | $2,402+58.1% |
| Participant deferral / active EE | $7,132 | $6,693+6.6% | $3,706+92.4% | $3,848+85.3% |
| Admin fee / account holder | $69 | $62+11.3% | $5,608-98.8% | $67+2.6% |