Filed August 3, 2006 (most recent of 7 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPS. CO. Service code 13 · EIN 04-2647786 | Contract Administrator | $937,809 |
STRATEGIC ADVISORS, INC.6+ years Service code 26 · EIN 04-2654524 | Advisory (Participants) | $197,733 |
AON CONSULTING5 years Filed as: AON CONSULTING, INC. Service code 17 · EIN 22-2232264 | Pension Consulting | $119,003 |
KPMG LLP5 years Service code 10 · EIN 13-5565207 | Accounting | $110,000 |
NEWPORT GROUP, INC.3 years Filed as: NEWPORT TRUST COMPANY Service code 28 · EIN 27-4411131 | Investment Management | $83,540 |
CROWE LLP3 years Service code 10 · EIN 35-0921680 | Accounting | $15,401 |
JENNER & BLOCK LLP4 years Service code 29 · EIN 36-2192554 | Legal | $5,825 |
WEALTH MANAGEMENT SYSTEMS INC6+ years Filed as: WEALTH MANAGEMENT SYSTEMS, INC. Service code 49 · EIN 22-3734996 | Other Services | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | AON CONSULTING, INC. | CONSULTANT SEE ATTACHMENT | — | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,448 | $164,350-48.6% | $95,968-12.0% | $106,273-20.5% |
| Participation rate | 94.2% | 90.5%+3.7pp | 77.1%+17.1pp | 70.8%+23.4pp |
| Annual return | 1.57% | 14.56%-13.0pp | 91.65%-90.1pp | 21.70%-20.1pp |
| Employer contribution / active EE | $2,316 | $4,292-46.0% | $2,542-8.9% | $2,722-14.9% |
| Participant deferral / active EE | $4,128 | $7,854-47.4% | $4,167-0.9% | $4,601-10.3% |
| Admin fee / account holder | $76 | $65+16.0% | $6,798-98.9% | $78-3.1% |