Filed August 3, 2006 (most recent of 7 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPS. CO. Service code 13 · EIN 04-2647786 | Contract Administrator | $1,035,821 |
KPMG LLP3 years Service code 10 · EIN 13-5565207 | Accounting | $100,000 |
AON CONSULTING3 years Filed as: AON CONSULTING, INC. Service code 17 · EIN 22-2232264 | Pension Consulting | $65,709 |
NEWPORT GROUP, INC.1 year Filed as: NEWPORT TRUST COMPANY Service code 28 · EIN 27-4411131 | Investment Management | $46,375 |
STRATEGIC ADVISORS, INC.4+ years Service code 26 · EIN 04-2654524 | Advisory (Participants) | $46,042 |
CROWE LLP1 year Service code 10 · EIN 35-0921680 | Accounting | $11,897 |
JENNER & BLOCK LLP2 years Service code 29 · EIN 36-2192554 | Legal | $10,691 |
DIGITAL DOCUMENTS, LLC4+ years Service code 50 · EIN 54-2042401 | Direct Payment | $9,032 |
WEALTH MANAGEMENT SYSTEMS INC4+ years Filed as: WEALTH MANAGEMENT SYSTEMS, INC. Service code 49 · EIN 22-3734996 | Other Services | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | EVERCORE TRUST COMPANY, N.A. | INDEPENDENT FIDUCIARY SEE ATTACHMENT | — | $0 |
| Part 3 Non-exempt transaction | THE NORTHERN TRUST COMPANY | INVESTMENT MANAGER SEE ATTACHMENT | — | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,039 | $78,852-7.4% | $76,768-4.9% | $75,289-3.0% |
| Participation rate | 70.2% | 85.0%-14.8pp | 77.0%-6.8pp | 72.4%-2.2pp |
| Annual return | -7.52% | -1.29%-6.2pp | 2.43%-10.0pp | -0.04%-7.5pp |
| Employer contribution / active EE | $2,266 | $2,794-18.9% | $2,485-8.8% | $2,405-5.8% |
| Participant deferral / active EE | $6,189 | $4,800+29.0% | $3,852+60.7% | $3,739+65.6% |
| Admin fee / account holder | $67 | $79-15.0% | $6,676-99.0% | $102-34.4% |