Filed August 3, 2006 (most recent of 7 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPS. CO. Service code 13 · EIN 04-2647786 | Contract Administrator | $1,047,502 |
STRATEGIC ADVISORS, INC.3+ years Service code 26 · EIN 04-2654524 | Advisory (Participants) | $115,469 |
KPMG LLP2 years Service code 10 · EIN 13-5565207 | Accounting | $100,000 |
AON CONSULTING2 years Filed as: AON CONSULTING, INC. Service code 17 · EIN 22-2232264 | Pension Consulting | $50,474 |
EVERCORE TRUST COMPANY3+ years Filed as: EVERCORE TRUST COMPANY, N.A. Service code 28 · EIN 26-4691954 | Investment Management | $49,071 |
CROWE LLP2 years Filed as: CROWE HORWATH LLP Service code 10 · EIN 35-0921680 | Accounting | $19,066 |
JENNER & BLOCK LLP1 year Service code 29 · EIN 36-2192554 | Legal | $5,045 |
WEALTH MANAGEMENT SYSTEMS INC3+ years Filed as: WEALTH MANAGEMENT SYSTEMS, INC. Service code 49 · EIN 22-3734996 | Other Services | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | EVERCORE TRUST COMPANY, N.A. | INDEPENDENT FIDUCIARY SEE ATTACHMENT | — | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,424 | $136,209-51.2% | $82,312-19.3% | $80,976-18.0% |
| Participation rate | 86.5% | 88.0%-1.5pp | 76.9%+9.6pp | 68.3%+18.3pp |
| Annual return | -26.29% | 21.54%-47.8pp | 25.88%-52.2pp | 22.91%-49.2pp |
| Employer contribution / active EE | $701 | $3,633-80.7% | $2,428-71.1% | $2,402-70.8% |
| Participant deferral / active EE | $3,307 | $6,693-50.6% | $3,706-10.8% | $3,848-14.1% |
| Admin fee / account holder | $52 | $62-16.3% | $5,608-99.1% | $67-22.9% |