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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $63,258 |
NATIONWIDE7+ years Service code 13 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Contract Administrator | $40,524 |
Service code 17 2500 WESTCHESTER AVE · PURCHASE, NY 10577 | Pension Consulting | $26,109 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $236,421 | $104,479+126.3% | $159,474+48.3% | $79,391+197.8% |
| Participation rate | 92.1% | 76.6%+15.5pp | 82.8%+9.3pp | 70.7%+21.4pp |
| Annual return | 11.88% | 67.98%-56.1pp | 263.68%-251.8pp | 116.88%-105.0pp |
| Employer contribution / active EE | $3,796 | $3,417+11.1% | $4,831-21.4% | $2,428+56.3% |
| Participant deferral / active EE | $9,901 | $6,468+53.1% | $7,353+34.7% | $4,046+144.7% |
| Admin fee / account holder | $615 | $711-13.5% | $10,802-94.3% | $627-1.8% |