Filed August 9, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Account ma... | $95,793 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $2,440 |
Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERIVCES8 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES8 years Service code 33 | Securities brokerage commissions and ... | $0 |
TIAA10+ years Service code 49 · EIN 13-1624203 | Other Services | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,037 | $65,908+53.3% | $81,812+23.5% | $77,643+30.1% |
| Participation rate | 91.6% | 65.8%+25.8pp | 72.3%+19.2pp | 70.6%+21.0pp |
| Annual return | 17.27% | 26.64%-9.4pp | 773.79%-756.5pp | 31.24%-14.0pp |
| Employer contribution / active EE | $5,907 | $2,370+149.2% | $2,912+102.8% | $2,726+116.7% |
| Participant deferral / active EE | $6,399 | $3,505+82.6% | $4,319+48.2% | $4,647+37.7% |
| Admin fee / account holder | $71 | $526-86.5% | $7,386-99.0% | $430-83.5% |