Filed August 9, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Share... | $87,331 |
Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $2,790 |
TIAA7+ years Service code 49 · EIN 13-1624203 | Other Services | $313 |
Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERIVCES5 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES5 years Service code 33 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,604 | $58,290+53.7% | $98,442-9.0% | $86,799+3.2% |
| Participation rate | 97.3% | 68.3%+28.9pp | 73.3%+23.9pp | 72.3%+25.0pp |
| Annual return | 16.19% | 43.48%-27.3pp | 1492.73%-1476.5pp | 97.91%-81.7pp |
| Employer contribution / active EE | $4,593 | $2,008+128.8% | $2,960+55.2% | $2,405+91.0% |
| Participant deferral / active EE | $5,738 | $3,152+82.0% | $4,276+34.2% | $4,131+38.9% |
| Admin fee / account holder | $69 | $138-49.6% | $5,949-98.8% | $170-59.0% |