Filed August 9, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $99,831 |
Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $2,515 |
Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERIVCES7 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES7 years Service code 33 | Securities brokerage commissions and ... | $0 |
TIAA9+ years Service code 49 · EIN 13-1624203 | Other Services | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,131 | $52,208+66.9% | $86,612+0.6% | $74,419+17.1% |
| Participation rate | 96.2% | 66.3%+29.8pp | 71.7%+24.5pp | 70.7%+25.4pp |
| Annual return | 21.71% | 44.46%-22.8pp | 591.07%-569.4pp | 34.38%-12.7pp |
| Employer contribution / active EE | $5,456 | $2,282+139.1% | $3,022+80.5% | $2,637+106.9% |
| Participant deferral / active EE | $6,420 | $3,383+89.8% | $4,438+44.7% | $4,528+41.8% |
| Admin fee / account holder | $75 | $319-76.5% | $5,614-98.7% | $348-78.5% |