Retirement plan

AMERICAN AIRLINES, INC. 401(K) PLAN

Name: AMERICAN AIRLINES, INC. - RETIREMENT - AMERICAN AIRLINES, INC. 401(K) PLAN (2015) Form 5500
Creator: AMERICAN AIRLINES, INC. - RETIREMENT
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, AMERICAN AIRLINES, INC. 401(K) PLAN, AMERICAN AIRLINES, INC. - RETIREMENT

AMERICAN AIRLINES, INC. - RETIREMENTEIN 13-1502798Plan #013PY 2015

4333 AMON CARTER BLVD., MAIL DROP 5113 - FORT WORTH, TX 76155817-967-1443LinkedIn10001+ employeesairlines/aviation

Other plans on this EIN

10 filings

#022Retirement-$4.68B assets #006Retirement-$3.34B assets #002Retirement-$2.52B assets #008Retirement-$1.91B assets #001Retirement-$1.88B assets #024Retirement-$1.25B assets #023Retirement-$724.6M assets #003Retirement-$8.0M assets #021Retirement-$3.7M assets #011Retirement-$2.0M assets

Prospect flagsLow returns

Top hat statement on fileNQDC

Filed October 18, 2004 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

How to read this page

Total assets (EOY)

$7049.9M

No prior year

Total participants

84,157

No prior year

Average account balance

$85,273

No prior year

Annual return

-23.81%

No prior year

Benchmarks

See 40 peers

Peer group

Industry48 - Transportation and Warehousing

Plan typeDefined contribution

Participants>=10,000

Cohort40 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$16.19B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$148K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

109,470

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.14B

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.93%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$83

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 8 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243	Advisory (Participants)	$3,487,751
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 24 · EIN 84-0467907	Discretionary Trustee	$1,896,208
FINANCIAL ENGINES1+ years Service code 27 · EIN 77-0473565	Advisory (Plan)	$1,136,746
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 26 · EIN 13-4110995	Advisory (Participants)	$78,018
IBM1+ years Filed as: IBM TRUST ADMINISTRATION Service code 12 · EIN 13-0871985	Claims processing	$50,821
AMERICAN REALTY ADVISORS1+ years Filed as: AMERICAN AIRLINES, INC. Service code 14 · EIN 13-1502798	Plan Administrator	$33,525
MERCER1+ years Filed as: MERCER HR SERVICES Service code 49 · EIN 13-2834414	Other Services	$20,556
MAYER HOFFMAN MCCANN P.C.1+ years Filed as: MAYER HOFFMAN MCCANN PC Service code 10 · EIN 43-1947695	Accounting	$18,855

Plan features & details

Pension benefit codes2E2G2J2K2R2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$7.9M

$117 / participant

Investment mgmt$5M57.9%
Contract admin$3M40.5%
Other / not subdivided$124K1.6%

% of EOY assets

0.112%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MAYER HOFFMAN MCCANN PC
Auditor EIN: 431947695
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$85,273

$84,728+0.6%

$60,547+40.8%

$69,651+22.4%

Participation rate

97.8%

63.7%+34.1pp

68.0%+29.8pp

66.6%+31.2pp

Annual return

-23.81%

-1.91%-21.9pp

335.64%-359.5pp

53.77%-77.6pp

Employer contribution / active EE

$6,189

$3,261+89.8%

$2,419+155.8%

$2,241+176.2%

Participant deferral / active EE

$5,965

$3,056+95.2%

$3,328+79.3%

$3,635+64.1%

Admin fee / account holder

$95

$74+28.7%

$4,536-97.9%

$63+50.8%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Filed as: ADVISED ASSETS GROUP, LLC

Service code 26 · EIN 84-1532243

Advisory (Participants)

$3,487,751

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Filed as: GREAT-WEST LIFE & ANNUITY INS CO

Service code 24 · EIN 84-0467907

Discretionary Trustee

$1,896,208

FINANCIAL ENGINES1+ years

Service code 27 · EIN 77-0473565

Advisory (Plan)

$1,136,746

MORGAN STANLEY SMITH BARNEY1+ years

Filed as: J.P. MORGAN SECURITIES LLC

Service code 26 · EIN 13-4110995

Advisory (Participants)

$78,018

IBM1+ years

Filed as: IBM TRUST ADMINISTRATION

Service code 12 · EIN 13-0871985

Claims processing

$50,821

AMERICAN REALTY ADVISORS1+ years

Filed as: AMERICAN AIRLINES, INC.

Service code 14 · EIN 13-1502798

Plan Administrator

$33,525

MERCER1+ years

Filed as: MERCER HR SERVICES

Service code 49 · EIN 13-2834414

Other Services

$20,556

MAYER HOFFMAN MCCANN P.C.1+ years

Filed as: MAYER HOFFMAN MCCANN PC

Service code 10 · EIN 43-1947695

Accounting

$18,855

AMERICAN AIRLINES, INC. 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

AMERICAN AIRLINES, INC. 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion