Retirement plan

STUART DEAN CO., INC. RETIREMENT SAVINGS PLAN

Name: STUART DEAN COMPANY, INC. - STUART DEAN CO., INC. RETIREMENT SAVINGS PLAN (2019) Form 5500
Creator: STUART DEAN COMPANY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, STUART DEAN CO., INC. RETIREMENT SAVINGS PLAN, STUART DEAN COMPANY, INC.

STUART DEAN COMPANY, INC.EIN 13-1354550Plan #003PY 2019

450 SEVENTH AVE 38TH FL - NEW YORK, NY 10123212-377-9275stuartdean.comLinkedIn201-500 employeesfacilities services

Other plans on this EIN

3 filings

#002Retirement-$22.6M assets #001Retirement-$3.6M assets #004Retirement-$2.3M assets

Prospect flagsLow participationLow participant contribution

How to read this page

Total assets (EOY)

$4M

+8.2% from 2018

Total participants

172

-10.4% from 2018

Average account balance

$30,130

+2.5% from 2018

Annual return

19.02%

+22.90 pp from 2018

Benchmarks

See 1,045 peers

Peer group

Industry56 - Administrative and Support and Waste Management and Remediation Services

Plan typeDefined contribution

Participants100-249

Cohort1,045 peers

Snapshot2019

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$4.35M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$42K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

103

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

124.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$200K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$2K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.32%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$8989

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Top 8 by compensation

Provider	Service type	Compensation
COLUMBIA4+ years Filed as: COLUMBIA FUNDS Service code 15 · EIN 93-0577450	Recordkeeping	$5,487
AMERICAN REALTY ADVISORS4+ years Filed as: AMERICAN BEACON FUNDS Service code 28 · EIN 75-2401150	Investment Management	$0
AMERICAN FUNDS4+ years Service code 28 · EIN 95-1411037	Investment Management	$0
DOUBLELINE CAPITAL LP1 year Filed as: DOUBLELINE Service code 28 333 S. GRAND AVE. · LOS ANGELES, CA 90071	Investment Management	$0
FEDERATED1 year Filed as: FEDERATED FUNDS Service code 28 · EIN 25-1111467	Investment Management	$0
FIDELITY INVESTMENTS INSTITUTIONAL3 years Filed as: FIDELITY Service code 28 · EIN 04-2647786	Investment Management	$0
MORGAN STANLEY SMITH BARNEY3 years Filed as: JP MORGAN FUNDS Service code 28 · EIN 13-2624428	Investment Management	$0
T ROWE PRICE RPS INC2 years Filed as: T ROWE PRICE RPS, INC Service code 15	Recordkeeping	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$9K

$69 / participant

Other / not subdivided$9K100.0%

% of EOY assets

0.217%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MARKS PANETH & SCHROM
Auditor EIN: 113518842
Audit fees: (not subdivided)
Opinion code: Disclaimer

Look up a plan sponsor by EIN. Free Form 5500 search. No signup.

Metric

This plan

Peer set

Industry

Size

Avg account balance

$30,130

$38,365-21.5%

$84,611-64.4%

$65,185-53.8%

Participation rate

69.0%

55.7%+13.4pp

68.2%+0.8pp

70.2%-1.2pp

Annual return

19.02%

32.00%-13.0pp

258.74%-239.7pp

29.38%-10.4pp

Employer contribution / active EE

$1,248

$1,258-0.9%

$2,652-53.0%

$2,177-42.7%

Participant deferral / active EE

$640

$2,278-71.9%

$3,899-83.6%

$3,514-81.8%

Admin fee / account holder

$65

$451-85.5%

$4,912-98.7%

$847-92.3%

Provider

Service type

Compensation

COLUMBIA4+ years

Filed as: COLUMBIA FUNDS

Service code 15 · EIN 93-0577450

Recordkeeping

$5,487

AMERICAN REALTY ADVISORS4+ years

Filed as: AMERICAN BEACON FUNDS

Service code 28 · EIN 75-2401150

Investment Management

AMERICAN FUNDS4+ years

Service code 28 · EIN 95-1411037

Investment Management

DOUBLELINE CAPITAL LP1 year

Filed as: DOUBLELINE

Service code 28

333 S. GRAND AVE. · LOS ANGELES, CA 90071

Investment Management

FEDERATED1 year

Filed as: FEDERATED FUNDS

Service code 28 · EIN 25-1111467

Investment Management

FIDELITY INVESTMENTS INSTITUTIONAL3 years

Filed as: FIDELITY

Service code 28 · EIN 04-2647786

Investment Management

MORGAN STANLEY SMITH BARNEY3 years

Filed as: JP MORGAN FUNDS

Service code 28 · EIN 13-2624428

Investment Management

T ROWE PRICE RPS INC2 years

Filed as: T ROWE PRICE RPS, INC

Service code 15

Recordkeeping

STUART DEAN CO., INC. RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

STUART DEAN CO., INC. RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion