Retirement plan

STUART DEAN CO., INC. RETIREMENT SAVINGS PLAN

Name: STUART DEAN COMPANY, INC. - STUART DEAN CO., INC. RETIREMENT SAVINGS PLAN (2018) Form 5500
Creator: STUART DEAN COMPANY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, STUART DEAN CO., INC. RETIREMENT SAVINGS PLAN, STUART DEAN COMPANY, INC.

STUART DEAN COMPANY, INC.EIN 13-1354550Plan #003PY 2018

450 SEVENTH AVE 38TH FL - NEW YORK, NY 10123212-377-9275stuartdean.comLinkedIn201-500 employeesfacilities services

Other plans on this EIN

3 filings

#002Retirement-$19.8M assets #001Retirement-$3.2M assets #004Retirement-$1.9M assets

Prospect flagsLow participationLow participant contribution

How to read this page

Total assets (EOY)

$3.7M

-4.7% from 2017

Total participants

192

-8.1% from 2017

Average account balance

$29,391

+24.1% from 2017

Annual return

-3.88%

-10.68 pp from 2017

Benchmarks

See 1,003 peers

Peer group

Industry56 - Administrative and Support and Waste Management and Remediation Services

Plan typeDefined contribution

Participants100-249

Cohort1,003 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$4.48M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$41K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

109

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

138.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$265K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$3K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.84%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$4457

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 9 by compensation

Provider	Service type	Compensation
T ROWE PRICE RPS INC3 years Filed as: T ROWE PRICE RPS, INC. Service code 15 · EIN 52-1309931	Recordkeeping	$13,436
AMERICAN REALTY ADVISORS3 years Filed as: AMERICAN BEACON FUNDS Service code 28 · EIN 75-2401150	Investment Management	$0
AMERICAN FUNDS3 years Service code 28 · EIN 95-1411037	Investment Management	$0
COLUMBIA2 years Filed as: COLUMBIA MANAGEMENT Service code 28 · EIN 93-0577450	Investment Management	$0
DOUBLELINE CAPITAL LP3 years Filed as: DOUBLELINE FUNDS Service code 28 · EIN 25-8620103	Investment Management	$0
FEDERATED3 years Filed as: FEDERATED INVESTORS Service code 28 · EIN 25-1111467	Investment Management	$0
FIDELITY INVESTMENTS INSTITUTIONAL2 years Filed as: FIDELITY Service code 28 · EIN 04-2647786	Investment Management	$0
MORGAN STANLEY SMITH BARNEY2 years Filed as: JP MORGAN FUNDS Service code 28 · EIN 13-2624428	Investment Management	$0
T ROWE PRICE RPS INC1 year Filed as: T ROWE PRICE RPS, INC Service code 15	Recordkeeping	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$10K

$61 / participant

Other / not subdivided$10K100.0%

% of EOY assets

0.283%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MARKS PANETH & SCHROM
Auditor EIN: 113518842
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$29,391

$33,067-11.1%

$76,518-61.6%

$56,289-47.8%

Participation rate

61.6%

55.4%+6.2pp

68.0%-6.4pp

69.9%-8.2pp

Annual return

-3.88%

2.72%-6.6pp

-0.27%-3.6pp

-9.96%+6.1pp

Employer contribution / active EE

$815

$1,200-32.1%

$2,647-69.2%

$2,111-61.4%

Participant deferral / active EE

$599

$2,240-73.3%

$3,836-84.4%

$3,350-82.1%

Admin fee / account holder

$83

$537-84.5%

$4,849-98.3%

$521-84.0%

Provider

Service type

Compensation

T ROWE PRICE RPS INC3 years

Filed as: T ROWE PRICE RPS, INC.

Service code 15 · EIN 52-1309931

Recordkeeping

$13,436

AMERICAN REALTY ADVISORS3 years

Filed as: AMERICAN BEACON FUNDS

Service code 28 · EIN 75-2401150

Investment Management

AMERICAN FUNDS3 years

Service code 28 · EIN 95-1411037

Investment Management

COLUMBIA2 years

Filed as: COLUMBIA MANAGEMENT

Service code 28 · EIN 93-0577450

Investment Management

DOUBLELINE CAPITAL LP3 years

Filed as: DOUBLELINE FUNDS

Service code 28 · EIN 25-8620103

Investment Management

FEDERATED3 years

Filed as: FEDERATED INVESTORS

Service code 28 · EIN 25-1111467

Investment Management

FIDELITY INVESTMENTS INSTITUTIONAL2 years

Filed as: FIDELITY

Service code 28 · EIN 04-2647786

Investment Management

MORGAN STANLEY SMITH BARNEY2 years

Filed as: JP MORGAN FUNDS

Service code 28 · EIN 13-2624428

Investment Management

T ROWE PRICE RPS INC1 year

Filed as: T ROWE PRICE RPS, INC

Service code 15

Recordkeeping

STUART DEAN CO., INC. RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

STUART DEAN CO., INC. RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion