Retirement plan

ASSOCIATION OF THE BAR OF THE CITY OF NEW YORK 401(K) PLAN

Name: THE ASSOCIATION OF THE BAR OF THE CITY OF NEW YORK - ASSOCIATION OF THE BAR OF THE CITY OF NEW YORK 401(K) PLAN (2019) Form 5500
Creator: THE ASSOCIATION OF THE BAR OF THE CITY OF NEW YORK
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ASSOCIATION OF THE BAR OF THE CITY OF NEW YORK 401(K) PLAN, THE ASSOCIATION OF THE BAR OF THE CITY OF NEW YORK

THE ASSOCIATION OF THE BAR OF THE CITY OF NEW YORKEIN 13-0453095Plan #002PY 2019

42 WEST 44TH STREET - NEW YORK, NY 100366690212-382-6640LinkedIn51-200 employeesmotion pictures and film

Other plans on this EIN

1 filing

#001Retirement-$7.0M assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed September 21, 1992 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$19.9M

+18.6% from 2018

Total participants

265

+12.3% from 2018

Average account balance

$81,140

+13.3% from 2018

Annual return

17.64%

+20.59 pp from 2018

Benchmarks

See 1,705 peers

Peer group

Industry81 - Other Services (except Public Administration)

Plan typeDefined contribution

Participants100-249

Cohort1,705 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$28.98M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$134K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

216

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

89.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.36M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.40%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$281

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
SECURIAN FINANCIAL SERVICES INC3 years Filed as: SECURIAN FINANCIAL SERVICES Service code 27 · EIN 41-1486060 401 N ROBERT STREET · SAINT PAUL, MN 55101	Advisory (Plan)	$34,172
TIAA4 years Service code 64 · EIN 13-1624203 730 THIRD AVENUE · NEW YORK, NY 10017	Recordkeeping Fees	$23,920

Plan features & details

Pension benefit codes2E2F2G2J2K3D2M

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2M
Code section 403(b)(7) accounts
Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$58K

$363 / participant

Contract admin$58K100.0%

% of EOY assets

0.292%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: EISNERAMPER LLP
Auditor EIN: 131639826
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$81,140

$51,620+57.2%

$90,324-10.2%

$65,186+24.5%

Participation rate

87.5%

68.6%+18.9pp

73.3%+14.2pp

70.2%+17.3pp

Annual return

17.64%

24.94%-7.3pp

78.15%-60.5pp

29.39%-11.7pp

Employer contribution / active EE

$1,397

$2,235-37.5%

$2,856-51.1%

$2,177-35.8%

Participant deferral / active EE

$5,295

$2,871+84.4%

$3,885+36.3%

$3,514+50.7%

Admin fee / account holder

$237

$384-38.3%

$5,356-95.6%

$847-72.0%

Provider

Service type

Compensation

SECURIAN FINANCIAL SERVICES INC3 years

Filed as: SECURIAN FINANCIAL SERVICES

Service code 27 · EIN 41-1486060

401 N ROBERT STREET · SAINT PAUL, MN 55101

Advisory (Plan)

$34,172

TIAA4 years

Service code 64 · EIN 13-1624203

730 THIRD AVENUE · NEW YORK, NY 10017

Recordkeeping Fees

$23,920

ASSOCIATION OF THE BAR OF THE CITY OF NEW YORK 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ASSOCIATION OF THE BAR OF THE CITY OF NEW YORK 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion