Filed February 23, 2017 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Participant loan proce... | $112,302 |
HIGHTOWER ADVISORS LLC2 years Filed as: HIGHTOWER ADVISORS Service code 16 · EIN 36-4500709 | Consulting | $93,750 |
Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,332 | $46,100+141.5% | $86,582+28.6% | $69,631+59.9% |
| Participation rate | 100.0% | 67.2%+32.8pp | 73.5%+26.5pp | 70.7%+29.3pp |
| Annual return | 17.46% | 21.02%-3.6pp | 965.08%-947.6pp | 27571.02%-27553.6pp |
| Employer contribution / active EE | $5,508 | $1,850+197.7% | $2,839+94.0% | $2,032+171.0% |
| Participant deferral / active EE | $7,840 | $2,432+222.4% | $3,609+117.3% | $3,224+143.2% |
| Admin fee / account holder | $252 | $94+168.9% | $4,904-94.9% | $110+128.4% |