| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRUDENTIAL RET. INS. & ANNUITY CO Service code 15 · EIN 06-1050034 | Recordkeeping | $120,829 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN, LEWIS & BOCKIUS LLP Service code 29 · EIN 23-0891050 | Legal | $34,414 |
BDO USA, LLP1 year Filed as: BDO USA, P.A. Service code 10 · EIN 13-5381590 | Accounting | $32,883 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | MORGAN LEWIS | LEGAL COUNCIL UNALLOWABLE EXPENSE INVOICE PAID THROUGH THE PLAN | — | $12K |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $171,999 | $108,592+58.4% | $129,118+33.2% | $77,906+120.8% |
| Participation rate | 100.0% | 84.8%+15.2pp | 77.2%+22.8pp | 73.7%+26.3pp |
| Annual return | -15.88% | -13.72%-2.2pp | -10.94%-4.9pp | 12.16%-28.0pp |
| Employer contribution / active EE | $11,738 | $5,713+105.5% | $5,051+132.4% | $2,846+312.4% |
| Participant deferral / active EE | $8,005 | $7,051+13.5% | $6,539+22.4% | $4,805+66.6% |
| Admin fee / account holder | $64 | $91-29.5% | $14,305-99.5% | $133-51.4% |