| Provider | Service type | Compensation |
|---|---|---|
PIMCO FUNDS1 year Filed as: PIMCO Service code 28 840 NEWPORT CTR, STE 100 · NEWPORT BEACH, CA 92660 | Investment Management | $1,436,281 |
AON CONSULTING7+ years Filed as: AON HEWITT Service code 11 100 HALF DAY ROAD · LINCOLNSHIRE, IL 60069 | Actuarial | $1,232,102 |
Filed as: JP MORGAN Service code 28 · EIN 13-3836528 | Investment Management | $439,532 |
DRA ADVISORS LLC1 year Filed as: DRA GROWTH Service code 28 220 EAST 42ND STREET · NEW YORK, NY 10017 | Investment Management | $357,260 |
STATE STREET GLOBAL ADVISORS5 years Filed as: STATE STREET TRUST CO Service code 25 · EIN 04-3581074 | Directed Trustee | $250,604 |
ALVAREZ & MARSAL TAXAND, LLC2 years Filed as: ALVAREZ AND MARSAL TAXAND, LLC Service code 16 · EIN 56-2409465 | Consulting | $126,245 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN, LEWIS & BOCKIUS LLP Service code 29 · EIN 23-0891050 | Legal | $109,756 |
MERCER1 year Service code 27 · EIN 13-2834414 | Advisory (Plan) | $109,700 |
BDO USA, LLP1 year Service code 10 · EIN 13-5381590 | Accounting | $71,000 |
HOLLAND & KNIGHT2 years Filed as: HOLLAND & HART LLP Service code 29 · EIN 84-0382505 | Legal | $39,018 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | STATE STREET TRUST CO | CUSTODIAN OVERPAYMENT BY ADMINISTRATOR | — | $10K |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $444,552-100.0% | $861,422-100.0% | $444,552-100.0% |
| Participation rate | 0.0% | 3.7%-3.7pp | 14.3%-14.3pp | 3.7%-3.7pp |
| Annual return | 21.30% | 15.63%+5.7pp | 6.57%+14.7pp | 15.63%+5.7pp |
| Employer contribution / active EE | $0 | $11,476-100.0% | $34,489-100.0% | $11,476-100.0% |
| Participant deferral / active EE | $0 | $1,127-100.0% | $0 | $1,127-100.0% |
| Admin fee / account holder | $0 | $429-100.0% | $0 | $429-100.0% |