| Provider | Service type | Compensation |
|---|---|---|
AON CONSULTING6+ years Filed as: AON HEWITT Service code 11 100 HALF DAY ROAD · LINCOLNSHIRE, IL 60069 | Actuarial | $856,804 |
CONDUENT HR CONSULTING, LLC3 years Filed as: CONDUENT HR CONSULTING LLC Service code 13 · EIN 81-2983623 | Contract Administrator | $238,588 |
ANTON COLLINS MITCHELL LLP3 years Filed as: ACM LLP Service code 10 · EIN 01-0724563 | Accounting | $81,563 |
Filed as: ALVAREZ AND MARSAL TAXAND, LLC Service code 16 · EIN 56-2409465 | Consulting | $77,759 |
STATE STREET GLOBAL ADVISORS4 years Filed as: STATE STREET TRUST CO Service code 25 | Directed Trustee | $70,379 |
HOLLAND & KNIGHT1 year Filed as: HOLLAND & HART LLP Service code 29 · EIN 84-0382505 | Legal | $62,552 |
Filed as: MORGAN, LEWIS & BOCKIUS LLP Service code 29 · EIN 23-0891050 | Legal | $21,137 |
CURCIO WEBB2 years Filed as: CURCIO WEBB, LLC Service code 16 · EIN 36-4171366 | Consulting | $7,821 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | AON HEWITT | ACTUARY DUPLICATE INVOICE PAYMENT BY ADMINISTRATOR | — | $18K |
| Part 3 Non-exempt transaction | ACM LLP | AUDITOR DUPLICATE INVOICE PAYMENT BY ADMINISTRATOR | — | $13K |
| Part 3 Non-exempt transaction | STATE STREET TRUST CO | CUSTODIAN OVERPAYMENT BY ADMINISTRATOR | — | $2K |
| Part 3 Non-exempt transaction | AON HEWITT | ACTUARY 2019 ALCAN PLAN DUPLICATE INVOICE PAYMENT BY ADMINISTRATOR;CORRECTED 2020;ALCAN MERGED IN 12/31/2019 | — | $27K |
| Part 3 Non-exempt transaction | ACM LLP | AUDITOR 2019 ALCAN PLAN DUPLICATE INVOICE PAYMENT BY ADMINISTRATOR;CORRECTED 2020;ALCAN MERGED IN 12/31/2019 | — | $13K |
| Part 3 Non-exempt transaction | STATE STREET TRUST CO | CUSTODIAN 2019 ALCAN PLAN OVERPAYMENT BY ADMINISTRATOR;CORRECTED 2020; ALCAN MERGED IN 12/31/2019 | — | $2K |
| Part 3 Non-exempt transaction | HOLLAND & HART LLP | LEGAL COUNSEL 2019 ALCAN PLAN DUPLICATE INVOICE PAYMENT BY ADMINISTRATOR;CORRECTED 2020;ALCAN MERGED IN 12/31/19 | — | $923 |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $793,067-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 9.1%-9.1pp | 0.0%0pp |
| Annual return | 53.80% | 12.86%+40.9pp | 10.21%+43.6pp | 12.86%+40.9pp |
| Employer contribution / active EE | $0 | $13,687-100.0% | $40,687-100.0% | $13,687-100.0% |
| Participant deferral / active EE | $0 | $833-100.0% | $0 | $833-100.0% |
| Admin fee / account holder | $0 | $0 | $0 | - |