Filings through .
3 of 18 flags tripped on the 2025 filing.
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Low employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
Possible retail share class: $458K
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$7K in admin expenses, $13 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
6 funds of $250K or more; 16 lines in all, holding $7.3M of the plan's $8.0M. Recordkeeper: Bank of America (Merrill).
| Fund | Dollars | % of funds% |
|---|---|---|
| iii) Common/collective trusts: State Street S&P 500 Index E State Street (SSgA) · Collective trust Index | $1.6M | 21.8% |
| ii) Mutual funds: Dodge & COX Income Fund CL X Dodge & Cox · Mutual fund | $1.4M | 19.1% |
| Ishares MSCI EAFE Intrnl IDX K BlackRock · ETF Index | $1.0M | 13.8% |
| BlackRock Russell BlackRock · Mutual fund | $974K | 13.4% |
| Invesco Stable Value Retirement Class 1 Invesco · Insurance contract | $755K | 10.4% |
| Dodge & Cox Stock Fund Class X Dodge & Cox · Mutual fund | $280K | 3.9% |
| MFS Growth Fund A MFS (Sun Life) · Mutual fund Possible retail class A | $249K | 3.4% |
| Nomura Small Cap Value Fund A Manager not matched · Mutual fund Possible retail class A | $209K | 2.9% |
| JP Morgan MID CAP VAL FD R3 JPMorgan · Other | $207K | 2.8% |
| State Street US Bond Index State Street (SSgA) · Mutual fund Index | $191K | 2.6% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
6 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
Dropped 2 funds. Moved 1 fund from collective trust to mutual fund. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| Share class changeDodge & Cox Income Fund Class X to ii) Mutual funds: Dodge & COX Income Fund CL X | $1.0M to $1.4M |
| DroppediShares MSCI EAFE International Index Fund Class K | $880K |
| DroppedLoan Fund | $413K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings. They do not show money moved.
6 more lines and 1 more change in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 1 by compensation.
| Provider | Compensation |
|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH11+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 Recordkeeping | $7,142 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
9 feature codes on the 2025 filing.
2 contacts
11 filings · 2015 to 2025