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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $36,641 |
KLICHS LLP2 years Service code 15 · EIN 46-2608003 | Recordkeeping | $19,000 |
ADP BROKER-DEALER3 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $14,699 |
ADP BROKER-DEALER5+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,610 | $86,341-4.3% | $125,192-34.0% | $65,185+26.7% |
| Participation rate | 90.3% | 75.3%+15.0pp | 79.8%+10.5pp | 70.2%+20.1pp |
| Annual return | 16.39% | 27.44%-11.1pp | 43.79%-27.4pp | 29.38%-13.0pp |
| Employer contribution / active EE | $9,945 | $2,040+387.6% | $3,866+157.2% | $2,177+356.9% |
| Participant deferral / active EE | $5,035 | $3,538+42.3% | $4,937+2.0% | $3,514+43.3% |
| Admin fee / account holder | $191 | $609-68.7% | $9,704-98.0% | $847-77.5% |