Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 9-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIRST GREAT-WEST LIFE & ANNUITY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $71,123 |
MORGAN STANLEY SMITH BARNEY2 years Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $47,439 |
DLA PIPER3 years Filed as: DLA PIPER LLP US Service code 29 6225 SMITH AVE · BALTIMORE, MD 21209 | Legal | $13,369 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
Sign up free to preview 1 reportable transaction
Free accounts unlock saves, downloads, and 3-year history.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,709 | $62,267+0.7% | $110,243-43.1% | $55,725+12.5% |
| Participation rate | 57.4% | 78.1%-20.7pp | 79.8%-22.4pp | 70.9%-13.5pp |
| Annual return | -5.43% | -1.07%-4.4pp | 314.76%-320.2pp | 244.93%-250.4pp |
| Employer contribution / active EE | $2,326 | $1,941+19.8% | $3,827-39.2% | $2,078+11.9% |
| Participant deferral / active EE | $3,781 | $3,516+7.5% | $4,672-19.1% | $3,356+12.7% |
| Admin fee / account holder | $383 | $121+217.0% | $8,548-95.5% | $115+232.7% |