Filed August 11, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY8+ years Filed as: MORGAN STANLEY SMITH BARNEY, LLC Service code 49 | Other Services | $34,267 |
PRINCIPAL LIFE INSURANCE COMPANY8+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $16,105 |
PASI, LLC5 years Filed as: PASI LLC Service code 49 · EIN 26-1407927 | Other Services | $6,427 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 49 · EIN 26-4310632 | Other Services | $0 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,642 | $47,722-4.4% | $82,719-44.8% | $64,808-29.6% |
| Participation rate | 33.8% | 67.6%-33.8pp | 72.6%-38.7pp | 71.5%-37.6pp |
| Annual return | -15.28% | -13.05%-2.2pp | 701.18%-716.5pp | 32.82%-48.1pp |
| Employer contribution / active EE | $812 | $2,179-62.7% | $3,009-73.0% | $2,506-67.6% |
| Participant deferral / active EE | $1,750 | $3,329-47.5% | $4,395-60.2% | $4,310-59.4% |
| Admin fee / account holder | $52 | $143-63.5% | $5,329-99.0% | $188-72.2% |