Filed August 11, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY SMITH BARNEY, LLC Service code 49 · EIN 26-4310632 | Other Services | $26,083 |
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $16,258 |
PASI, LLC2 years Filed as: PASI LLC Service code 49 · EIN 26-1407927 | Other Services | $5,284 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,438 | $54,237-40.2% | $90,281-64.1% | $67,579-52.0% |
| Participation rate | 51.6% | 68.6%-17.0pp | 73.3%-21.6pp | 71.3%-19.7pp |
| Annual return | 21.28% | 37.27%-16.0pp | 78.10%-56.8pp | 378.56%-357.3pp |
| Employer contribution / active EE | $1,029 | $1,846-44.3% | $2,854-63.9% | $2,148-52.1% |
| Participant deferral / active EE | $1,759 | $2,625-33.0% | $3,885-54.7% | $3,539-50.3% |
| Admin fee / account holder | $37 | $123-69.9% | $5,351-99.3% | $142-73.9% |