Filed February 3, 2016
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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC4 years Service code 55 · EIN 95-3845382 | Other Commissions | $67,832 |
Filed as: EMPOWER LIFE & ANNUITY INSURANCE Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $35,450 |
Filed as: ALLIANT INSURANCE SERVICES, INC. Service code 13 | Contract Administrator | $21,118 |
Filed as: ALLIANT INSURANCE SERVICES INC. Service code 13 · EIN 33-0785439 | Contract Administrator | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,600 | $55,694-43.3% | $81,882-61.4% | $200,096-84.2% |
| Participation rate | 79.0% | 62.7%+16.3pp | 72.4%+6.6pp | 72.0%+7.0pp |
| Annual return | 10.14% | 19.59%-9.5pp | 779.47%-769.3pp | 34.26%-24.1pp |
| Employer contribution / active EE | $2,420 | $2,114+14.5% | $2,916-17.0% | $3,038-20.3% |
| Participant deferral / active EE | $2,680 | $3,299-18.7% | $4,323-38.0% | $5,090-47.3% |
| Admin fee / account holder | $22 | $348-93.5% | $7,360-99.7% | $269-91.6% |