Filed February 3, 2016
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER LIFE & ANNUITY INSURANCE Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $192,730 |
CETERA ADVISOR NETWORKS LLC5 years Service code 55 · EIN 95-3845382 | Other Commissions | $43,233 |
Filed as: ALLIANT INSURANCE SERVICES INC. Service code 13 · EIN 33-0785439 INC DBA ALLIANT RETIREM · NEW YORK NY, NY 10178 | Contract Administrator | $42,357 |
ALLIANCE PENSION CONSULTANTS, LLC10+ years Filed as: ALLIANT INSURANCE SERVICES, INC. Service code 13 | Contract Administrator | $23,625 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,879 | $63,770-48.4% | $71,209-53.8% | $102,872-68.0% |
| Participation rate | 0.0% | 61.0%-61.0pp | 73.8%-73.8pp | 73.0%-73.0pp |
| Annual return | 13.03% | 16.01%-3.0pp | 282.51%-269.5pp | 19.06%-6.0pp |
| Employer contribution / active EE | $2,382 | $2,367+0.6% | $2,721-12.5% | $3,526-32.5% |
| Participant deferral / active EE | $2,338 | $3,587-34.8% | $4,175-44.0% | $5,535-57.8% |
| Admin fee / account holder | $112 | $220-49.0% | $5,349-97.9% | $292-61.6% |