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| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC2+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $2,340 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE Service code 33 · EIN 82-0543156 | Securities brokerage; Direct payment ... | $75 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,325 | $36,916+28.2% | $156,551-69.8% | $57,658-17.9% |
| Participation rate | 79.1% | 63.4%+15.7pp | 84.0%-4.9pp | 70.2%+8.9pp |
| Annual return | 7.53% | 12.38%-4.8pp | 32.23%-24.7pp | 5.13%+2.4pp |
| Employer contribution / active EE | $779 | $1,571-50.4% | $5,501-85.8% | $1,974-60.5% |
| Participant deferral / active EE | $3,827 | $1,926+98.8% | $4,871-21.4% | $3,061+25.1% |
| Admin fee / account holder | $6 | $82-92.6% | $13,028-100.0% | $95-93.6% |